UNLOCKING THE SECRETS OF ASSESSMENT VALIDATION: VALIDATING ASSESSMENTS

Unlocking the Secrets of Assessment Validation: Validating Assessments

Unlocking the Secrets of Assessment Validation: Validating Assessments

Blog Article

RTOs have numerous responsibilities post-registration, including annual declarations, AVETMISS reporting, and ensuring marketing compliance. Among these tasks, validation often stands out as particularly challenging.

Although we have published several articles on validation, let’s revisit the term. ASQA describes validation as a quality review of the assessment process.

Validation is essentially about verifying the accuracy of parts of an RTO's assessment process and spotting areas needing improvement. Understanding its key components can make it less daunting.

As stated in Clause 1.8 of the SRTOs 2015, RTOs must ensure their assessment systems, including RPL, comply with the training package requirements and adhere to the Principles of Assessment and Rules of Evidence.

According to the standards, two types of validation must be conducted.

The initial validation type checks that your RTO's assessments align with the training package requirements.

The next type of validation confirms assessments are carried out following the principles of assessment and rules of evidence.

It suggests that validation takes place before and after the assessment. This article focuses on the first type—assessment tool validation.

Breaking Down the Two Types of Assessment Validation

An Overview of Assessment Validation

As mentioned earlier and in one of our previous blog posts, validation is split into two stages: (1) assessment tool validation and (2) post-assessment validation.

Pre-assessment validation, or assessment tool validation, relates to the first part of the clause, emphasizing the need to meet all unit requirements and ensuring all workbooks are 100% compliant.

In post-assessment validation, the emphasis is on implementation, ensuring that Registered Training Organisations conduct assessments as per the Principles of Assessment and Rules of Evidence.

In this article, we will emphasize assessment tool validation.

How to Conduct Assessment Tool Validation

Having reviewed the two types of validation, let’s dive into the specifics of assessment tool validation.

Best Times to Conduct Assessment Tool Validation

Assessment tool validation seeks to ensure all elements, performance criteria, and performance and knowledge evidence are addressed by your assessment tools.

Hence, whenever new learning resources are bought, assessment tool validation should be carried out before students use them.

There's no necessity to wait for the next 5-year cycle validation schedule. Validate new resources immediately to ensure they are appropriate for student use.

Nevertheless, this isn't the only occasion for this type of validation. Conduct assessment tool validation when you:

- you update resources
- add new training products on scope
- you review your course against training product updates
- you identify your learning resources as a risk during your risk assessment

ASQA's risk-based regulation approach means RTOs should perform regular risk assessments. If students complain about learning resources, it's a perfect time for assessment tool validation.

What Training Products Should Be Validated?

Bear in mind, this validation is meant to ensure all learning resources are compliant before use. All RTOs are required to validate all unit resources.

What You Need for Assessment Tool Validation

Educational Resources

To conduct assessment tool validation, you will need the entire suite of your learning resources:

Mapping tool – the initial document to investigate. It identifies which assessment items address unit requirements, helping speed up validation.

Learner/student workbook – during validation, check if it's suitable as an assessment tool. Ensure instructions are clear and answer fields are sufficient. This is a common gap.

Assessor guide/marking guide – ensure that instructions for assessors are sufficient and clear benchmarks for each assessment item are provided. Clear benchmarks are essential for reliable assessment outcomes.

Other related resources – could include checklists, registers, and templates developed apart from the workbook and marking guide. Validate them to confirm they fit the assessment task and meet unit requirements.

Assessment Validation Team

Clause 1.11 specifies the criteria for validation panel members, indicating that validation can involve one or more persons. RTOs usually require all trainers and assessors to participate, sometimes including industry experts.

Collectively, your validation panel must have:

Relevant vocational competencies and up-to-date industry skills for the unit being validated

Recent expertise and skills in vocational teaching and learning

Any of the following training and assessment credentials:

TAE40116 Certificate IV in Training and Assessment or the next version

Validation form/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Having a validation tool supports the validation process and documentation. It simplifies understanding how each assessment item maps to each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It serves as documentation that you have validated your resources prior to student use.

Although ASQA does not recommend or require a particular template for assessment tool validation, many templates are accessible online. These tools typically have validators examine the tools in their entirety to determine if they meet the principles of assessment.

Assessment Principles Checklist Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

Although these templates ease the validation process, they can cause errors in judgment as there is minimal space for commenting on each assessment item.

We highly recommend using a more detailed template to inspect each unit requirement and its corresponding assessment items. Here is an example:

Element Performance Criteria Assessment Directions Benchmarks Assessment Instrument Rectification Recommendations
What do you Need to Check?
What Should Be Inspected?

As outlined in our blog post Common Problems In Assessment Tools, your assessment tools must ensure trainers follow assessment principles and evidence rules.

Key Principles of Assessment
Fairness – Does the assessment process ensure equal opportunity and access for everyone?

Flexibility – Does the assessment provide different options to demonstrate competence according to individual needs and preferences?

Validity – Is the assessment assessing what it is supposed to assess? Is it a valid tool for measuring the required skill or knowledge?

Reliability – Will the assessment yield the same results each time, no matter who conducts the training? Will different assessors make consistent decisions on skill competence?

Core Rules of Evidence

Validity – Does the evidence confirm that the candidate has the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is the evidence enough to ensure the learner has the required skills and knowledge?

Authenticity – Does the assessment tool confirm that the work is the candidate’s own?

Currency – Do the assessment tools align with current units of competency and up-to-date industry practices?

Despite these being frequently addressed in VET professional development and nationally recognised training, heaps of tools still have problems with these requirements.

To prevent employing check here learning resources that miss some unit requirements, be sure to follow these guidelines:

Be Consistent with Your Teachings

Pay attention to the verbs in the unit requirements and ensure they are addressed by the assessment item. For instance, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement requires students to:

Complete each of the following actions at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication as per service and regulatory requirements:

diaper changing

prepare bottles, bottle-feed babies, and clean equipment

solid food preparation and feeding babies

respond appropriately to baby signs and cues

prepare infants for sleep and settle them

monitor and promote physical exploration and gross motor skills suitable for the age

Having students describe the process of changing nappies for babies under 12 months doesn’t meet the unit requirement. Unless it’s intended to assess underpinning knowledge (i.e., knowledge evidence), students should be performing the tasks.

Heed the Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Mind the numbers. In our CHCECE032 example, one unit requirement asks students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby doesn’t suffice.

Entire or Not Competent

Mind the lists. In the previous example, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Clarify Further

Every assessment item needs clear and specific benchmark answers to guide the assessor’s judgment on student competence. Thus, ensure your instructions are not confusing for students or assessors. For example:
What kind of information can be included in a work package?
What kind of information can be included in a work package?

Answers may include:

Compulsory resources

Relevant costs

Activity duration

Designated roles and responsibilities

When an assessment item requires multiple answers, indicate the number of answers needed from a student. This way, your assessment is reliable, and the evidence collected is valid.

The same applies to assessment items with double-barrelled questions or those that ask for multiple answers simultaneously. Such questions can confuse both students and assessors, as illustrated in the example below:

Name a hazard and/or environmental issue in the work area and pick the most effective hazard control hierarchy.

Answers can include, but are not limited to:

Weather conditions – work area isolation, engineering, PPE

Work area and ground conditions – eliminating hazards, isolation, engineering

People – isolating, engineering, administration

Structural hazards – substitution, isolation, engineering

Chemical hazards – isolation, use of engineering controls, administrative controls

Equipment or machinery – isolation, engineering, administration

Avoiding double-barrelled questions makes it simpler for students to respond and for assessors to accurately judge competence.

Considering these requirements, you might wonder, “Don’t learning resource developers offer audit guarantees?” However, with these guarantees, you must wait for an audit before they help rectify noncompliance. This affects your compliance history, so it's better to take a safe and compliant approach.

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